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HomeMy WebLinkAbout115.002 - Policy Update Process ADMINISTRATIVE MANUAL STANDARDIZED DOCUMENTS 115.002 POLICY UPDATE PROCESS EFFECTIVE: APRIL 2018 Current Revision Date: 1/28/19 Next Revision Date: 1/28/20 Author’s Name/Rank: Kerri L. Donis, Fire Chief Level of Review: 1 PURPOSE This policy provides a standardized format and process to update and/or create policies produced by the Fresno Fire Department (FFD and/or Department). APPLICATION All existing and newly created Department policies and/or forms will be processed in the same manner. OPERATIONAL POLICY All policies and/or forms shall be monitored, updated, altered and/or created using the process as outlined in this policy. OPERATIONAL GUIDELINE Owners of policies should endeavor to equally apportion work to those within their chain of command. PROCESS 1. Manual Policy Update Assignment: The Policy Committee will assign a task, level of review, and a specific review cycle to an Owner via an email routing form. 2. Task Assignment to an Author: The Owner will assign a task to an Author and supporting administrative staff via an email routing form. Any special instructions will be provided by the Owner. Section 115.002 Page 1 of 9 The email routing form will contain necessary instruction to successfully complete the task. A review level and due date will be assigned and monitored through a tickler/reminder system. o See review levels below. o Unless otherwise assigned, a 14-day review cycle is the “normal” cycle applied to all tasks. 3. Assignment entered into Tracking Log at: Administrative support staff will update the tracking log found at L:\All- Div\Manual Revisions Spreadsheet prior to issuing documents to team members. 4. Email Routing Form: a. An email routing form issued by supporting administrative staff will begin a normal 14-day review cycle. The following information will be included in the email: The subject line of an email will contain the words DOCUMENT REVIEW (followed by specific assignment information). A current version of the document to be updated (retrieved from the master document folders by administrative support staff). A copy of Administrative Manual, Section 115.002, Manual Policy Format (in WordDoc format) to be used to create a working draft document. This is accomplished by cutting and pasting from the old document into the new manual format. 5. Manual Revisions Spreadsheet: Administrative staff will ensure the assignment is entered into the tracking log found at L:\All-Div\Manual Revisions Spreadsheet and maintain the log with update status information. 6. Draft Documents: The Author will edit the existing policy per request using the “Track Change” feature in the new format. Numerous exchanges may take place between the Owner, Author and/or SMEs before administrative staff is asked to produce a final draft document. 7. Policy Work Folders – Archived Draft Documents: The numerous draft documents exchanged throughout the update process are archived by administrative staff and can be found at L:\All-Div\Policy Works. Section 115.002 Page 2 of 9 a. At all phases of the update process, administrative staff will edit a draft document (i.e., check for punctuation, proofread for spelling, check formatting, etc.) when producing a signature ready document for review, approval and signature. 8. Publication of an Updated and/or New Document: The following must occur prior to the publication of a new master document: a. Creation of a New Master Document: Upon approval of a document for publication, administrative staff will create the new template and save it to the master folders in the L drive. b. Table of Contents and Index: The appropriate table of contents and indexes are also updated to include new documents, revision dates, etc., in preparation for publication via special notice. c. Removal and Replacement of a Policy: An obsolete policy and/or form will be archived in the L drive master template folders and replaced by a newly updated master document. An obsolete policy and/or form will be removed from the LMS system and replaced by a newly updated master document. An obsolete policy and/or form will be removed from the hard copy binders and replaced by a newly updated master document. d. Special Notice: A special notice is created, the new master document is attached, and presented to the Fire Chief or her designee in signature ready format. e. LMS Publication and Assignment: The Training Division will publish the special notice and assign it as a task in the LMS system. INFORMATION The following levels represent the document review process. Each policy or process in the Department is assigned a Level of Review by the Policy Committee. The intent is to streamline the process of change and assist the Author(s) in identifying steps required to complete an update. Section 115.002 Page 3 of 9 1. Level 1: There are minimal updates/changes to an already existing policy. A normal review cycle is automatically applied. The established chain of command will be used to present administrative staff with a finalized draft document in order to produce a final document for approval. The Fire Chief will sign all special notices unless the publication of the notice is urgent or the Fire Chief is unavailable to sign, at which time her designee will execute on her behalf. A special notice will be created by administrative support staff and managed through publication. 2. Level 2: There are extensive updates/changes to an already existing policy. A special review cycle may be applied at the time of assignment. The established chain of command will be used to present administrative staff with a finalized draft document in order to produce a final document for approval. The Fire Chief will sign all special notices unless the publication of the notice is urgent or the Fire Chief is unavailable to sign, at which time her designee will execute on her behalf. A special notice will be created by administrative support staff and managed through publication. 3. Level 3: This requires the creation of a new policy. The policy will have minimal or some other impact to operations or other policies. A special review cycle may be applied at the time of assignment. The established chain of command will be used to present administrative staff with a finalized draft document in order to produce a final document for approval. The Fire Chief will sign all special notices unless the publication of the notice is urgent or the Fire Chief is unavailable to sign, at which time her designee will execute on her behalf. A special notice will be created by administrative support staff and managed through publication. Section 115.002 Page 4 of 9 4. Level 4: This level may be applied to an already existing policy or the creation of a new policy. There are extensive updates/changes to the policy. A special review cycle may be applied at the time of assignment. The established chain of command will be used to present administrative staff with a finalized draft document in order to produce a final document for approval. A Division Chief will review this draft prior to submittal to the Fire Chief. The Fire Chief will review and approve this draft prior to submittal to the City Attorney’s Office for review. The City Attorney’s Office may review the draft prior to submittal to the LMC for a meet and confer process. If changes are needed to the draft document at any time throughout the various stages of the update process, a new review cycle is applied. The Author will manage the changes and provide a completed draft to administrative staff to produce the finalized document for approval. The Fire Chief will sign all special notices unless the publication of the notice is urgent or the Fire Chief is unavailable to sign, at which time her designee will execute on her behalf. DEFINITIONS 1. Definitions: Words and/or terms with supporting definitions are listed in this section in numerical outline format. 2. Policy Committee (Committee): The Committee will manage the update of all Department policies and/or forms, and assign tasks to be disseminated through an established chain of command. All update assignments will include a level of review and specific review cycle. This Committee is responsible for the completion of all assigned tasks. 3. Subject Matter Experts (SME): Department SME(s) are consulted when updating a policy and/or form. An SME(s) is responsible for the completion of all assigned tasks. 4. Owner: An Owner may be of any rank and is assigned the task of updating a selected section of policies and/or forms. An Owner has the authority to distribute the task of updating a policy and/or form to a selected Author and supporting administrative staff and is responsible for the completion of all assigned tasks. An Owner is responsible for the completion of all assigned tasks. Section 115.002 Page 5 of 9 5. Author: An Author is given an assignment to update a policy and/or form and works closely with SME(s) through this process. An Author is responsible for the completion of all assigned tasks. 6. Administrative Staff: Administrative staff will receive an assignment to assist an Author through the process of updating a policy and/or form. This includes the initial preparation of a draft through publication of same. Administrative staff is responsible for the completion of all assigned tasks. 7. Email Routing Form: a. The original email routing form is issued by administrative staff and will contain the following: A current version of the document to be updated in WordDoc format; “Track Change” feature activated. b. Email language: 1. Subject Line will include the following information: DOCUMENT REVIEW: 115.001; 115.002 Section 115.002 Page 6 of 9 2. Body of the email will include instructions as follows: (Owner’s name) is copied here to ensure this request is processed in a timely manner. Thank you! c. Tickler/Reminder: Administrative staff will issue and manage a tickler/reminder system to ensure due dates and deadlines are met. Owner and/or Author will arrange with respective administrative support staff the tickler/reminder system to be used so all team members are using the same system. d. “Track Change” feature: This is a feature in Word that tracks all changes in a document, including additions, deletions and format changes. This feature must be activated when updating all documents. To activate the “Track Change” feature in Word in order to see the new changes made to a document: o Click the “Review” tab (located at the top ribbon of a document) o Click the “Track Changes” tab (for drop down options) o Then again, click “Track Changes” (to activate this reviewing tool) o You’ll notice the icon is now highlighted in orange to indicate it has been activated LEVEL OF REVIEW: 1, 2, 3, or 4 (as assigned by the Policy Committee) INSTRUCTIONS: Please review the attached draft policy and/or form in its entirety using the “Track Change” feature to make your edits in the document(s). The “Track Change” feature has been activated in this document(s) and will indicate any changes made with a line in the left margin REVIEW CYCLE: 14-days (or as assigned by the Policy Committee) Please submit your draft document to (email of assigned administrative support staff) no later than (05/02/18). TICKLER DATES: Example: Author may request other reminder dates to include: 04/18/18: 14 days prior to due date 04/25/18: 7 days prior to due date 05/02/18: Due date Section 115.002 Page 7 of 9 e. Policy Work Folders: All draft versions are dated and archived in working folders found at L:\All-Div\Policy Works. These folders contain the various drafts created through an update process and are managed by administrative staff. f. Master Template Folder: These secure folders contain the master templates of all Department policies and/or forms; they can be found on the L drive. They are managed by administrative staff. g. Manual Revisions Spreadsheet: This tracking tool is maintained by administrative staff and reflects update status of a document through publication; it can be found at L:\All-Div\Manual Revisions Spreadsheet. The Committee may review this tracking tool as well. 8. Level of Review: There four (4) levels (or degrees) of review in the document update process. In every instance, the Fire Chief will approve all updated policies unless otherwise assigned. Levels of review are assigned by the Committee as follows: Level 1: Lowest level of review to an already existing policy with a 21- day review cycle. The chain of command applied is as follows: o Policy Committee (will assign policy updates to Owner) o Owner (will manage the update process and/or assign to an Author) o Author (will manage the update process with SME/team members) o Owner (for a final review prior to sending on to administrative support staff) o Administrative Support Staff (final document preparations for approval by the Fire Chief) Level 2: Extensive updates to an already existing policy; special review cycle may be applied. The chain of command applied is as follows: o Policy Committee (will assign policy updates to Owner) o Owner (will manage the update process and/or assign to an Author) o Author (will manage the update process with SME/team members) o Owner (for a final draft review prior to sending on to administrative support staff) o Administrative Support Staff (final document preparations for approval by the Fire Chief) Section 115.002 Page 8 of 9 Level 3: The creation of a new policy is required and it will have minimal or some impact on operational or other policies; special review cycle may be applied. The chain of command applied is as follows: o Policy Committee (will assign policy updates) o Owner (will manage the update process and/or assign to an Author) o Author (will manage the update process with SME/team members) o Owner and/or SME (for a final draft review prior to sending on to administrative support staff) o Administrative Support Staff (final document preparations for approval by the Fire Chief) Level 4: The creation of a new policy is required and it will have minimal or some impact on operational or other policies; special review cycle may be applied. The chain of command applied is as follows: o Policy Committee (will assign policy updates) o Owner (will manage the update process and/or assign to an Author) o Author (will manage the update process with SME/team members) o Owner and/or SME (for a final draft review prior to sending on to administrative support staff) o Administrative Support Staff (final document preparations for approval by the Fire Chief) CROSS-REFERENCES (Sample of cross-reference format:) Administrative Manual Section 115.001, Manual Policy Format Section 115.002 Page 9 of 9